Search the Directory
Show me first

FCA record of MrSimon Daniels

Reference number: SJD01287
Certified / assessed by firm
This individual has been certified and/or assessed by an authorised firm that is regulated for certain activities. This firm accepts responsibility for the certified/assessed individual and the information on this record. The FCA does not directly approve these individuals.
No FCA or PRA disciplinary or regulatory action.

Known as

Simon

Previous names

Mr Simon James Daniels

Current roles and activities



This is not a full employment history, as it only covers roles with activities regulated by the FCA and/or PRA.

Simon Daniels is connected to:

BGC Brokers L.P

The individual’s information has been confirmed as correct by their firm within the last 12 months
Firms are required to confirm that the information shown is correct at least annually.

  • [FCA CF] Client dealing

    From 25 Mar 2026

    About this role

This individual has been certified and/or assessed by an authorised firm that is regulated for certain activities. This firm accepts responsibility for the certified/assessed individual and the information on this record.

BGC Brokers L.P
This firm trades under 23 names
Reference number: 454814
Head Office contact details
Address5 Churchill Place
London
E14 5RD
UNITED KINGDOM
Telephone number+442078947000
#compliancebgcuk@bgcg.com
www.bgcg.com

It's important to check the firm's record to see its status, any restrictions, and what regulated activities they are permitted to do.

We do not keep individual contact details on the Register. To get in touch with this individual, you should contact their firm.

History



This is not a full employment history, as it only covers roles with activities regulated by the FCA and/or PRA.

Simon Daniels was connected to:

Nedbank Limited

BANCTRUST INVESTMENT BANK LIMITED

Vantage Capital Markets LLP

Nedbank Limited

  • CF30 Customer

    From 03 Sept 2009 to 25 Sept 2015

Nedbank Limited
This firm trades under 1 name
Reference number: 204684

BANCTRUST INVESTMENT BANK LIMITED

  • [FCA CF] Material risk taker

    From 10 Nov 2023 to 25 Nov 2024

  • [FCA CF] Client dealing

    From 10 Dec 2021 to 25 Nov 2024

    About this role
BANCTRUST INVESTMENT BANK LIMITED
This firm trades under 3 names
Reference number: 580379

Vantage Capital Markets LLP

  • [FCA CF] Client dealing

    From 22 Apr 2025 to 31 Jul 2025

    About this role
Vantage Capital Markets LLP
This firm trades under 3 names
Reference number: 416697

Your feedback helps us improve the Register

If you're having difficulty using the Register, or you require the FCA to contact you about a specific question on this page, then please contact us. opens in a new tab

In order to help us improve the Register we would appreciate you taking the time to complete our short survey below.



For further information about how to complete the above challenge or if you are experiencing difficulties, please refer to Google reCaptcha support.

Your feedback helps us improve the Register

Thank you for your feedback. Your responses have been submitted.

Please note if you require an individual response to anything you have raised in this survey, you should contact the FCA's contact centre
opens in a new window.