Not an NFA Member
Non-Member not subject to NFA oversight.
Regulatory Actions ? Disciplinary or remedial actions taken by a regulatory body, such as an exchange, NFA or the CFTC, in enforcing its rules and the requirements of the Commodity Exchange Act.
Disciplinary or remedial actions taken by a regulatory body, such as an exchange, NFA or the CFTC, in enforcing its rules and the requirements of the Commodity Exchange Act.
1
NFA Actions
0
CFTC Actions
0
Exchange Actions
0 NFA Arbitration Decisions
NFA Arbitration Decisions ? Resolutions to derivatives-related disputes between NFA Members or between NFA Members and customers.
Resolutions to derivatives-related disputes between NFA Members or between NFA Members and customers.
0 CFTC Reparations Cases
CFTC Reparations Cases ? Compensation payable to a wronged party in a futures or options transaction via the CFTC's customer claims procedure to recover civil damages.
Compensation payable to a wronged party in a futures or options transaction via the CFTC's customer claims procedure to recover civil damages.
| Date | Description |
|---|---|
| 03/11/2026 | NFA MEMBER WITHDRAWN |
| 03/11/2026 | COMMODITY TRADING ADVISOR WITHDRAWN |
| 01/13/2011 | FOREX FIRM PENDING STATUS WITHDRAWN |
| 10/27/2010 | INTRODUCING BROKER PENDING STATUS WITHDRAWN |
| 10/15/2010 | FOREX FIRM PENDING |
| 07/29/2010 | INTRODUCING BROKER PENDING |
| 04/26/2005 | COMMODITY TRADING ADVISOR REGISTERED |
| 04/26/2005 | NFA MEMBER APPROVED |
| 02/09/2005 | NFA MEMBER PENDING |
| 02/07/2005 | COMMODITY TRADING ADVISOR PENDING |
| 09/04/2004 | NFA MEMBER WITHDRAWN |
| 09/04/2004 | COMMODITY TRADING ADVISOR WITHDRAWN |
| 06/04/2002 | COMMODITY TRADING ADVISOR REGISTERED |
| 06/04/2002 | NFA MEMBER APPROVED |
| 04/16/2002 | NFA MEMBER PENDING |
| 04/16/2002 | COMMODITY TRADING ADVISOR PENDING |
