This page is for discussion on OTC market trading as well as discussion relative to rule 15c2-11. Rule 15c2-11 is from 1971 and says that security issuers must have ‘current information’ on file, but allows the issue to continue to trade even when NO current information is on file.
Here is an article which covers rule 15c2-11 which was posted originally by 8675309xyz in the Sandbox on 8/27/2021.
Here is another more official resource as posted by Justin on 9/27/2021.
This item was posted by AzureBlue on 8/15/2022
OTC Blog discussion on expert markets on the OTC website.
4 thoughts on “OTC and Expert Market”
FYI, I just got a fill on SLMNP at 870. I bid higher but it filled at that price.. so you may have luck there.
Tim, please let me know if this comment belongs in another section, like Sandbox. I’ll admit, it can be difficult to track what is “appropriate.”
Also, the 100k bid is back on KTBA. I heard it is Dick Whitman..I like thisUnlikeLike1
Is there even a retail broker left where you can trade KTBA?
I probably should have used my full service broker to get more last year but I had no shortage of things to invest in. Last year was the smoothest one I have ever had in the portfolio.I like thisUnlikeLike0
I think it’s just expert specific brokers.. others have posted a list of brokers in the past.. including a post from ESW3.I like thisUnlikeLike0
Can anyone post ESW3’s list or a link to his post? i have searched for it and can’t find it.I like thisUnlikeLike0