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18 November 2020

Evaluation and Comparison of the Hologic Aptima SARS-CoV-2 Assay and the CDC 2019-nCoV Real-Time Reverse Transcription-PCR Diagnostic Panel Using a Four-Sample Pooling Approach

LETTER

To expand testing capacity during the severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) pandemic, numerous molecular assays have been granted emergency-use authorization (EUA) for testing individual patient samples but not for sample pooling. Although pooling multiple patient samples may expand the testing capacity while reducing the burden of supply of test reagents, consumables, and kits, pooling inherently results in a dilution that may reduce sensitivity. The lack of detection of weakly positive samples may have significant consequences in efforts to curb SARS-CoV-2 transmission. At this time, only two pooling assays have received EUA (1). Quest Diagnostics applied four-sample pooling, stating 100% sensitivity (2). While it is unclear how many weakly positive samples were included, based on linear regression analysis, they state that samples with cycle threshold (CT) values of >37 are expected to be missed (2). The second EUA, by Poplar Healthcare, leveraged the Hologic Aptima SARS-CoV-2 assay with seven-sample pooling, stating 100% sensitivity (3). However, the highest CT value tested was only 34.6. Griesemer et al. evaluated five- and nine-sample pooling approaches using the CDC 2019 novel coronavirus (2019-nCoV) real-time reverse transcription-PCR (RT-PCR) diagnostic panel, emphasizing weakly positive samples (CT = 33 to 39) (4). They reported that 4 of the 24 nine-sample pools were missed, but all were detected in a five-sample pool.
We evaluated four-sample pooling using the CDC 2019-nCoV real-time RT-PCR diagnostic panel (CDC assay) and the Hologic Aptima SARS-CoV-2 transcription-mediated amplification (TMA) assay, with 25% of samples having values within 2 to 3 CTs of the assay’s limit of detection, according to FDA guidance (1). Frozen, residual nasopharyngeal swabs (BD flexible minitip flocked swab or Puritan PurFlock Ultra flocked swab) collected in viral transport medium (VTM) (Xpert VTM, Copan or equivalent VTM, and Remel M4, M4RT, or M6) from patients presenting to Pittsburgh-based UPMC medical facilities were used. Samples were originally tested using the Cepheid SARS-CoV-2 EUA (Cepheid) assay, which served as the reference method, and averaged CT values of N1 and E targets were used to classify samples into group 1 (CT < 34; n = 23), group 2 (CT = 34 to 36; n = 4), and group 3 (CT ≥ 37; n = 8), according to FDA guidance (1). For pools, samples were thawed and mixed, and 500 μl each of four samples were pooled. Thirty-five positive pools, each consisting of 1 positive and 3 negative samples, and 20 negative pools (4 uniquely negative samples) were made. For TMA, 500 μl of the pool was added to the lysis buffer tube according to the instructions for use (IFU) (5). For the CDC panel, 200 μl of pools was used for extraction on the bioMérieux NucliSens easyMag system according to the IFU (6, 7). Positive samples were retested individually on both platforms; negative samples were not.
All 20 negative pools were negative by both assays, resulting in 100% specificity (data not shown). Relative light unit (RLU) values of all negative pools ranged between 301 and 328. Testing of positive samples individually confirmed positive results (Tables 1 and 2). For positive pools, the CDC assay correctly detected 34/35, with a sensitivity of 97.4%. Sample 34 was missed, with an average CT of 37.7 (Table 1). However, the seven other samples having CT values of >37 were positive when pooled. Therefore, the sensitivities of the CDC assay were 100% (27/27) for group 1/group 2 samples and 87.5% (7/8) for group 3 positive samples. CT correlation between individual and pooled was strong, with an R2 value of >0.97 (Fig. 1). Overall, the average differences between individual and pooled CT values were 2.2 ± 1.23 (N1) and 2.2 ± 1.54 (N2), with the pooled samples having weaker CT values (data not shown). When combining targets, the average difference in CT values was 2.4 ± 1 (data not shown). Correlation of individual results from Cepheid and CDC CT values reveals an overall R2 of 0.95 (Fig. 2), with an average difference of 1.2 ± 1.3 CTs (data not shown).
TABLE 1
TABLE 1 Comparison of CT values between individual samples and four-sample pooling with the CDC assaya
Positive poolCT
Initial avg Cepheid resultCDC individualCDC 4-sample pool
N1N2AvgN1N2Avg
116.616.416.216.318.918.518.7
219.920.22020.122.422.122.2
322.722.222.722.524.424.724.6
422.922.822.322.524.824.524.6
512.816161617.517.417.4
614.515.515.715.617.117.117.1
721.519.219.219.22423.623.8
824.121.721.321.525.425.125.2
919.219.119.219.222.422.122.2
1016.817.317.317.31919.119
1121.721.321.421.425.424.224.8
1225.625.126.725.927.127.127.1
1332.331.432.231.824.636.335.4
1425.725.224.92529.228.829
1532.632.333.833.136.337.336.8
1631.230.831.23133.233.733.5
1726.725.125.425.227.427.727.6
1827.526.12626.127.427.427.4
1932.63232.432.233.133.933.5
2031.733.634.333.934.736.235.5
2130.431.531.431.532.73332.8
2231.431.631.431.534.734.534.6
2331.829.135.232.233.23433.6
2437.737.636.336.938.636.837.7
2538.534.435.835.137.736.337
2638.835.436.63636.237.837
273737.438.337.838.239.338.7
2834.332.633.33335.134.334.7
2937.637.436.737.1384039
3035.83534.234.637.136.837
313534.935.335.135.135.135.1
323832.534.733.63637.336.7
3338.632.933.333.13537.636.3
3437.735.435.435.4NDNDND
3536.134.93635.436.339.337.8
a
Cepheid CT values represent the averages for both E and N1 targets. Boldface type indicates samples that were missed when pooled. ND, not determined.
TABLE 2
TABLE 2 Comparison of RLU values between individual samples and four-sample pooling with the TMA assaya
Positive poolInitial avg Cepheid CTTMA RLU
Individual4-sample pool
116.61,2421,212
219.91,2361,201
322.71,1791,207
422.91,2131,204
512.81,2571,257
614.51,2141,218
721.51,2681,215
824.11,2311,202
919.21,2121,210
1016.81,2121,202
1121.71,2201,248
1225.61,2731,224
1332.31,2121,033
1425.71,2221,197
1532.61,2081,183
1631.21,2531,191
1726.71,2091,225
1827.51,2101,222
1932.61,2101,182
2031.71,200941
2130.41,2301,196
2231.41,2531,216
2331.81,2271,242
2437.71,176332
2538.51,770944
2638.81,047310
2737774643
2834.31,2671,232
2937.61,1941,120
3035.81,1131,122
31351,2341,229
32381,180414
3338.61,1811,046
3437.71,189635
3536.11,179756
a
Cepheid CT values represent the averages for both E and N1 targets. Boldface type indicates samples that were missed when pooled.
FIG 1
FIG 1 Correlation of averaged N1 and N2 CT values for individual versus pooled testing on the CDC panel. CDC N1 and N2 target CT values from individual specimens were averaged and plotted against the average of the CDC N1 and N2 target CT values from pooled specimens.
FIG 2
FIG 2 Correlation of averaged Cepheid and CDC CT values for individual sample testing. Cepheid E and N2 target CT values were averaged and plotted against the average of the CDC N1 and N2 target CT values for individual specimens.
The TMA assay correctly detected 32/35 positive pools, with a sensitivity of 91.4%. The three discrepant samples had CT values falling within group 3 (Table 2). Samples 24 and 26 had RLU values within or close to the negative RLU range observed, where the value for sample 32 was slightly higher. The other five group 3 positive samples were detected by TMA with RLU values of >600 (Table 2). Notably, an absolute RLU value is not a sole indicator of a positive or negative result. Like the CDC assay, the TMA assay was 100% sensitive (27/27) for pooled group 1/group 2 samples but had reduced sensitivity (62.5%; 5/8) for group 3 positive samples.
A sample pooling approach for the detection of SARS-CoV-2 may be a solution to expand testing capacity. Previous studies have evaluated sample pooling using real-time PCR assays, showing a range of sensitivities (24, 8). Our evaluation revealed that CDC and TMA sensitivities remained 100% for CT values of <37 but dropped for CT values of ≥37. Limited data exist for pooling on TMA; however, this automated, high-throughput platform is well poised for pooling. The TMA assay had an acceptable performance, with a reduction in sensitivity seen strictly with group 3 positive samples. Two considerations when comparing data from pooling studies are the numbers of samples used to create the pool and the differences in assay methodologies. Indeed, Griesemer et al. showed reduced sensitivity when they attempted to use a nine-sample pooling approach (4). Additionally, differences in assay methodologies may also play a role in performance differences. For example, unlike the CDC assay, the TMA assay does not utilize a full extraction step prior to signal amplification, so a 6% difference in sensitivity is surprisingly good.
Overall, this study supports that a four-sample pooling strategy on either the CDC or TMA platform retains >90% sensitivity for the detection of SARS-CoV-2. Validation of sample pooling is just one of many steps in implementing such a strategy. The selection of an appropriate patient population for pooling is an important factor. In our study, we aimed to use such an approach for asymptomatic individuals requiring SARS-CoV-2 screening, where the prevalence was <1%. While four-sample pooling is likely a conservative approach with our intended low-prevalence population, we chose to limit the number of samples pooled as four-sample pooling would also be applicable in higher-prevalence settings, up to about 5 to 6%. Other considerations that remain a challenge are tracking individual specimens in pools, retrieving individual samples for confirmatory testing, automated and streamlined protocols, workflow, reporting, and billing. Laboratory personnel remains a crux to expanding laboratory testing. Solutions to these barriers and proper infrastructure, resources, and support will be required for long-term adoption and implementation.
This project was undertaken as a laboratory quality improvement initiative and as such was not formally reviewed by the University of Pittsburgh Institutional Review Board.

ACKNOWLEDGMENTS

S.L.M. and S.E.V. have no disclosures.

REFERENCES

1.
Food and Drug Administration. 2020. In vitro diagnostics EUAs. Food and Drug Administration, Silver Spring, MD. https://www.fda.gov/medical-devices/coronavirus-disease-2019-covid-19-emergency-use-authorizations-medical-devices/vitro-diagnostics-euas.
2.
Quest Diagnostics. 2020. SARS-CoV-2 RNA, qualitative real-time RT-PCR (test code 39433) package insert. Quest Diagnostics, San Juan Capistrano, CA. https://www.fda.gov/media/136231/download.
3.
Food and Drug Administration. 2020. Emergency use authorization (EUA) summary of the Poplar SARS-CoV-2 TMA pooling assay. Food and Drug Administration, Silver Spring, MD. https://www.fda.gov/media/140792/download.
4.
Griesemer SB, Van Slyke G, St George K. 2020. Assessment of sample pooling for clinical SARS-CoV-2 testing. bioRxiv https://doi.org/10.1101/2020.05.26.118133.
5.
Hologic. 2020. Aptima SARS-CoV-2 assay (Panther system). Hologic, Marlboro, MA.
6.
Centers for Disease Control and Prevention. 2020. CDC 2019-novel coronavirus (2019-nCoV) real-time RT-PCR diagnostic panel. Centers for Disease Control and Prevention, Atlanta, GA.
7.
Lu X, Wang L, Sakthivel SK, Whitaker B, Murray J, Kamili S, Lynch B, Malapati L, Burke SA, Harcourt J, Tamin A, Thornburg NJ, Villanueva JM, Lindstrom S. 2020. US CDC real-time reverse transcription PCR panel for detection of severe acute respiratory syndrome coronavirus 2. Emerg Infect Dis 26:1654–1665.
8.
Abdalhamid B, Bilder CR, McCutchen EL, Hinrichs SH, Koepsell SA, Iwen PC. 2020. Assessment of specimen pooling to conserve SARS CoV-2 testing resources. Am J Clin Pathol 153:715–718.
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FIG 1
FIG 1 Correlation of averaged N1 and N2 CT values for individual versus pooled testing on the CDC panel. CDC N1 and N2 target CT values from individual specimens were averaged and plotted against the average of the CDC N1 and N2 target CT values from pooled specimens.
FIG 2
FIG 2 Correlation of averaged Cepheid and CDC CT values for individual sample testing. Cepheid E and N2 target CT values were averaged and plotted against the average of the CDC N1 and N2 target CT values for individual specimens.
TABLE 1
TABLE 1 Comparison of CT values between individual samples and four-sample pooling with the CDC assaya
TABLE 2
TABLE 2 Comparison of RLU values between individual samples and four-sample pooling with the TMA assaya
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Evaluation and Comparison of the Hologic Aptima SARS-CoV-2 Assay and the CDC 2019-nCoV Real-Time Reverse Transcription-PCR Diagnostic Panel Using a Four-Sample Pooling Approach