NYSE Arca Rulemaking
We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
NYSE Arca File Number List for 2017
Additional Archives
2017 | 2016 |2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
Chronological List for 2017
| Release No. | Date | Details |
|---|---|---|
| First Quarter | ||
| SR-NYSEArca-2017-06 | ||
| 34-79955 | Feb. 3, 2017 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201
Comments due: 21 days after publication in the Federal Register |
| SR-NYSEArca-2017-07 | ||
| 34-79917 | Feb. 1, 2017 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the ProShares UltraPro 3x Crude Oil ETF and ProShares UltraPro 3x Short Crude Oil ETF under NYSE Arca Equities Rule 8.200
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register |
| SR-NYSEArca-2017-05 | ||
| 34-79916 | Feb. 1, 2017 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares under NYSE Arca Equities Rule 8.200
Comments due: 21 days after publication in the Federal Register |
| SR-NYSEArca-2016-120 | ||
| 34-79914 | Feb. 1, 2017 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the ForceShares Daily 4X US Market Futures Long Fund and ForceShares Daily 4X US Market Futures Short Fund under Commentary .02 to NYSE Arca Equities Rule 8.200
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register See also: Notice: Rel. No. 34-79550, Notice: Rel. No. 34-79201 |
| SR-NYSEArca-2017-03 | ||
| 34-79909 | Jan. 31, 2017 | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt the Rule 11.6800 Series to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2017-04 | ||
| 34-79908 | Jan. 31, 2017 | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt the Rule 6.6800 Series to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2016-167 | ||
| 34-79901 | Jan. 30, 2017 | Order Approving Proposed Rule Changes, Each as Modified by Amendment No. 1 Thereto, in Connection with the Proposed Acquisition of National Stock Exchange, Inc. by the NYSE Group, Inc.
Additional File Nos.: SR-NYSE-2016-90, SR-NYSEMKT-2016-122 See also: Notice: Rel. No. 34-79678 |
| SR-NYSEArca-2016-100 | ||
| 34-79885 | Jan. 26, 2017 | Order Approving a Proposed Rule Change, as Modified by Amendments No. 1, No. 2, and No. 3, to List and Trade Shares of the Direxion Daily Municipal Bond Taxable Bear 1X Fund under NYSE Arca Equities Rule 5.2(j)(3)
See also: Notice: Rel. No. 34-79211, Notice: Rel. No. 34-78840, Notice: Rel. No. 34-78433 |
| SR-NYSEArca-2016-97 | ||
| 34-79864 | Jan. 23, 2017 | Notice of Withdrawal of a Proposed Rule Change Relating to the Listing and Trading of Shares of the PowerShares Government Collateral Pledge Portfolio under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-79131, Notice: Rel. No. 34-78750, Notice: Rel. No. 34-78373 |
| SR-NYSEArca-2016-130 | ||
| 34-79846 | Jan. 19, 2017 | Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Arca Equities Rules 7.35 (Auctions), 7.10 (Clearly Erroneous Executions), 7.31 (Orders and Modifiers), and 7.11 (Limit Up – Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility)
See also: Notice: Rel. No. 34-79480, Notice: Rel. No. 34-79107 |
| SR-NYSEArca-2017-01 | ||
| 34-79834 | Jan. 18, 2017 | Notice of Filing of Proposed Rule Change Amending the NYSE Arca Equities Rule 5 and Rule 8 Series
Comments due: February 15, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2016-96 | ||
| 34-79802 | Jan. 13, 2017 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Amend NYSE Arca Equities Rule 8.700 and to List and Trade Shares of the Managed Emerging Markets Trust Under Proposed Amended NYSE Arca Equities Rule 8.700
See also: Notice: Rel. No. 34-79111, Notice: Rel. No. 34-78727, Notice: Rel. No. 34-78345 |
| SR-NYSEArca-2016-177 | ||
| 34-79793 | Jan. 13, 2017 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the USCF Canadian Crude Oil Index Fund under NYSE Arca Equities Rule 8.200
Comments due: February 13, 2017 |
| SR-NYSEArca-2016-176 | ||
| 34-79792 | Jan. 13, 2017 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust under NYSE Arca Equities Rule 8.201
Comments due: February 13, 2017 |
| SR-NYSEArca-2016-62 | ||
| 34-79767 | Jan. 10, 2017 | Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to a Change to the Underlying Index for the PowerShares Build America Bond Portfolio
See also: Notice: Rel. No. 34-79173, Notice: Rel. No. 34-78564, Notice: Rel. No. 34-78157, Notice: Rel. No. 34-77849 |
| SR-NYSEArca-2016-149 | ||
| 34-79759 | Jan. 9, 2017 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Rule 6.91
See also: Notice: Rel. No. 34-79404 |
| SR-NYSEArca-2016-173 | ||
| 34-79742 | Jan. 5, 2017 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the United States 3x Oil Fund and United States -3x Short Oil Fund under NYSE Arca Equities Rule 8.200
Comments due: February 1, 2017 |
| SR-NYSEArca-2016-145 | ||
| 34-79732 | Jan. 4, 2017 | Order Granting Approval of a Proposed Rule Change to Conform to Proposed Amendment to Rule 15c6-1(a) under the Securities Exchange Act of 1934 to Shorten the Standard Settlement Cycle from Three Business Days after the Trade Date ("T+3") to Two Business Days after the Trade Date ("T+2")
See also: Notice: Rel. No. 34-79337 |
| SR-NYSEArca-2016-172 | ||
| 34-79729 | Jan. 4, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges Related to Co-location Services to Increase LCN and IP Network Fees and Add a Description of Access to Trading and Execution Services and Connectivity to Included Data Products
Comments due: January 31, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2016-101 | ||
| 34-79726 | Jan. 3, 2017 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of SolidX Bitcoin Trust under NYSE Arca Equities Rule 8.201
See also: Order: Rel. No. 34-79171, Notice: Rel. No. 34-78770, Notice: Rel. No. 34-78426 |
| SR-NYSEArca-2016-143 | ||
| 34-79719 | Jan. 3, 2017 | Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Introducing NYSE OptX
See also: Notice: Rel. No. 34-79327 |
NYSE Arca File Number List for 2017
| Release No. | Date | Details |
| SR-NYSEArca-2017-07 | ||
| 34-79917 | Feb. 1, 2017 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the ProShares UltraPro 3x Crude Oil ETF and ProShares UltraPro 3x Short Crude Oil ETF under NYSE Arca Equities Rule 8.200
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register |
| SR-NYSEArca-2017-06 | ||
| 34-79955 | Feb. 3, 2017 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201
Comments due: 21 days after publication in the Federal Register |
| SR-NYSEArca-2017-05 | ||
| 34-79916 | Feb. 1, 2017 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares under NYSE Arca Equities Rule 8.200
Comments due: 21 days after publication in the Federal Register |
| SR-NYSEArca-2017-04 | ||
| 34-79908 | Jan. 31, 2017 | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt the Rule 6.6800 Series to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2017-03 | ||
| 34-79909 | Jan. 31, 2017 | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt the Rule 11.6800 Series to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2017-01 | ||
| 34-79834 | Jan. 18, 2017 | Notice of Filing of Proposed Rule Change Amending the NYSE Arca Equities Rule 5 and Rule 8 Series
Comments due: February 15, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |