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Hong Kong SFC fines Phillips Securities over fund mis-selling

Hong Kong SFC fines Phillips Securities over fund...

The Hong Kong Securities and Futures Commission (SFC) has reprimanded and fined Phillip Securities $1m for failings in selling a fund to four clients who lost their investment.

Published : 17, Jun 2015

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Investment Forum Hong Kong

27th October 2015

Four Seasons Hotel, Hong Kong

Investment Forum Singapore

29th October 2015

The Fullerton Hotel, Singapore

Investment Forum Manila

25th November 2015

Makati Shangri-La Hotel, Manila

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